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Inventing the Solar System: Early Greek Scientists Struggle to Explain How the Heavens Move

Original author Ellen N. Brundige

Date 2004-6-28 23:01

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                     Inventing the Solar System: 

___________________________
Early Greek Scientists Struggle to Explain
__________________________________________
How the Heavens Move
____________________


Ellen N. Brundige
University of CA, Irvine
ebrundig@uci.edu


I. Introduction
_______________

Since the first Egyptian farmers discovered the annual reappearance of
Sirius [(1)] just before dawn a few days before the yearly rising of the Nile,
ancient civilizations around the Mediterranean have sought to explain the
movements of the heavens as a sort of calendar to help guide them conduct
earthly activities. Counting phases of the moon or observing the annual
variations of daylength could, after many years' collection of observations,
serve as vital indicators for planting and harvesting times, safe or stormy
season for sailing, or time to bring the flocks from winter to summer
pastures. With our millenia of such observation behind us, we sometimes forget
that seeing and recording anything less obvious than the rough position of sun
or nightly change of moonphase requires inventing both accurate observation
tools (a stone circle, a gnomon used to indicate the sun's shadow, a means to
measure the position of stars in the sky) and a system of recording that could
be understood by others (how many fingers' width or degrees is that star from
the horizon? Which direction is due north?).

The ancient Greeks struggled with these problems too, using both
native technology and inquiry, and drawing upon the large body of observations
and theories gradually gleaned from their older neighbors across the sea,
Egypt and Babylon. Gradually moving from a system of gods and divine powers
ordering the world to a system of elements, mathematics, and physical laws,
the Greeks slowly adapted old ideas to fit into a less supernatural,
hyper-rational universe. This paper is a short survey of the Greeks' earliest
attempts to explain why and how the sky changes.

II. Mythology
____________

As ancient peoples began to realize that sun, moon and stars follow certain
rhythms in step with the seasons, they made the leap of thought to postulate
that some conscious set of rules must be dictating these movements and
seasonal changes which, for agrarian or pastoral societies, were a matter of
life or starvation. Who or what could be causing these all-important changes
to come about? Certainly nothing on earth, no beast or human, had the power.
Thus gods were born.

II.A. Homer and Hesiod: Chariots [(2)] of Fire in the Vault of Heaven

There are hints of the Greek conception of the universe in Homer, who
mentions many subjects on his two epics describing war and the perils of
trying to come home after long absence. For Homer, heaven is a solid inverted
bowl (Od. 15.329 sideron ouranon) straddling the earth, with fiery, gleaming
aither above the cloud-bearing air. (Il. 14.288 `fir-tree reached through the
aer to aither).[1] Homer mentions the movements of sun (Od. 4.404), moon, and
many stars by name. The fact that Hades is on the underside of earth has an
important impact on conceptions of heaven: it is unlit by the sun (in Homer
and in Hesiod), therefore, the sun--and by extension, other heavenly bodies--
must sink only to the level of Ocean, which is conceived as a river circling
earth's edge. From it the Sun must also rise--though how it gets back to the
eastern bank of Ocean is never explained.

These popular conceptions of sky are more fully explained in Hesiod,
whose works on gods and on agriculture and animal-herding are more closely
connected to the practical application of astronomy. He clocks spring, summer,
and harvest by solstices and the rising and setting of certain stars, and
notices that the sun migrates southwards in winter.[2] Night is a substance
welling up from under the earth, as if it were a dark flowing mist (Hes. Th.
726).[3]

II.B. Other mythological schemes of the heaven

One early and popular cult, that of Orpheus, developed its own of gods
and universe-creation variant from those in Homer and Hesiod; there, a
primeval egg is birthed by the early gods, and the upper half of its broken
shell becomes heaven's vault.[4] Various cults, cities and tribes of Greeks
(who were unified only by language and common culture, and both of these had
regional variants) probably had different versions of cosmogony and slightly
different gods in charge of astronomical movement, but the general physical
conception of the sky is alluded to by many authors of plays and other popular
works (Eur. Melanippe 484), and was probably held by the majority of people.

III. The Ionian Revolution: Fiery Clouds and Wheels of the Sky
______________________________________________________________

Many Greeks settled on the coast of Turkey in the early migrations of
the eleventh century BCE, and there enjoyed rich cultural mingling with their
neighbors (and sometimes their conquerers) the Lydians and Persians, latest
descendents of Mesopotamian civilization. (See Hdt.1.142 for a discussion of
Ionia; Strab. 14.1.7 about famous Ionian scholars.) The freshwater conception
of the Ocean river is seen by many scholars as a telltale sign of early
adoptations from that ancient `between the rivers' people.[5] They kept in
touch with their western cousins, who began a second wave of settling across
the Aegean in the seventh century, as well as with other rich sea-faring
cultures like Egypt. It is not surprising that, by the sixth century, these
Ionian navigators of the sea began to develop new ideas about the sky they
steered by. The most fundamental of these was that the universe might run, not
only by the whim of gods, but by physical, mechanical rules and principles
that might, through study, be understood and predicted.

III.A. Thales of Miletus (c. 585 BCE): Eclipses and Stellar Studies

Our sources for all early Greek astronomy are scant, none more so than
for Thales, supposedly the first of the philosophers. Various inventions and
discoveries are attributed to him, most famous of which is his prediction of
an eclipse of 585 (Hdt. 1.74). Modern scholars are fairly sure he was able to
do this by consulting known Babylonian eclipse and lunar observations going
back about 150 years, long enough to notice that eclipses recur after about 18
years[6]. His activities also seem to have included star-observations and
trigonometry, which he is credited with having founded, but the details of his
theories are either lost or obscured by later legends about this early thinker
who left no written record. He seems to have conceived of earth as flat and
water-borne, and to have postulated that there must have been some first
substance out of which the world arose, which he guesses is water (Aristot.
Met. 983b 6)[7].

III.B. Anaximander of Miletus c. 550 BCE: Celestial Fire and Pipes

The earth for Anaximander is still a cylinder circled by air and then
fire "like the bark of a tree" (Ps-Plut. Strom. 2)[8], which separated off at
an early stage. We still see echoes of the early cosmologies here, but an
attempt is made to explain the scheme in purely physical--in fact, in
mathematical--terms. The heavenly bodies are all described as wheels of fire
(Homerically described as like chariot wheels) enclosed by are via a further
separating-off. Their light which we actually see is only a part of them,
described as an axle, pipe, vent, or bellows-nozzle, through which fire jets
(Aetius 2.20-21).[9] Eclipses and lunar variations are accordingly caused by
these vents opening or partially closing.

All these ideas are attempt to explain the universe in physical terms,
though as yet there is only the vaguest theory as to why these things are so.
Anaximander seems to suggest a process of separation and "equilibrium", with
the earth suspended in the middle and the various heavenly bodies "balanced"
all around it by some unseen rule ( Aristot. de caelo. 295b 10). Here, as with
all the early thinkers for whom direct quotes are almost non-existent, we must
be cautious about later sources who tend to read later theories into earlier
philosophers' ideas. Yet with that caution in mind, we can see by
Anaximander's "equilibrium" (and the "condensation" of Anaximines and all his
successors, next section) that the Greeks were beginning to be aware of
gravity but still needed to put two and two together and recognize it
explicitly.

III.C Anaximines of Miletus (c. 525 BCE): Condensation of All From Air

The third of the Ionian thinkers refined the flat-earth idea, suggesting that
all things are produced through a process of gradual condensation and
"rarefication"[(3)]: earth condenses out of air, and fire is "exhaled" from
the earth (Ps.-Plut. Strom. 3).[10] The earth and heavenly bodies are flat and
loft on infinite air like a leaf (Aristot. de caelo. 294b 13).[11] Celestial
bodies do not set beneath the earth, just as in mythology, but instead turn at
an angle (the axis of rotation, after all, is visible to us in the northern
part of the sky) so that many are obscured by the "higher" parts of earth to
the north ( Aristot. Meteor. 354a 28).

IV. Ionic thought's Influence: Wheels and Bowls of Fire
______________________________________________________

Xenophanes of Colophon (c. 570-490 BCE) migrated from Ionia to Italy
fleeing the Medes' takeover, bringing Milesian theory with him. Although
largely concerned with de-anthrophomorphizing god to make it infinite and
all-encompassing, he propagates the view of heavenly bodies condensing into
fiery clouds from earth's exhalations (Aetius 2.20.3). His heavenly bodies,
like Anaximines', follow circular courses (conceived as bands or zones) and
are obscured behind high parts of the earth.

Heraclitus of Ephesus (c. 500 BCE), though criticizing his
predecessors' work as data, not understanding, continues the idea of creation
through balance of different substances and the process of condensation, this
time, from fire. Night is formed of murkier exhalations from earth (as from
Tartaros in Hesiod above) and day from exhalations ignited by the sun. Sun,
moon, and stars ae fire caught in bowls, which tip away to cause eclipses and
lunar phases. The moon travels through the less purified air close to earth,
so is dim, and the sun is the closest and thus brightest and hottest of stars
(Diog. Laert. 9.8-11).[12]

V. Parmenides, Empedocles, and Pythagoreans: Paradoxes, Spheres, and Cycles
___________________________________________________________________________

The later of these "Presocratic" philosophers began to specialize,
develop, and apply the systems of empirical observation and deduction which
their predecessors had invented. Some, like Parmenides and Zeno, concentrated
on exposing the fallacies and logical traps to which the first uses of
analytical thinking often fell prey. Others, like followers of the
semi-legendary Pythagoras, used their theories about how the universe worked
to develop new ideas of divinity, astronomy, universal harmony, and
mathematics, and extended these ideas to dictate a proper, "harmonious"
lifestyle. All these continued to refine and argue over the basic precepts put
forth by the Milesian thinkers.

V.A. Parmenides (c 450 BCE): The Sphere of All, Wreaths of Fire

Parmenides of Elea, in Italy, manages to demolish all physics by his
proof that neither motion, change, nor differences in matter can exist (quoted
by Simplicius in Phys. 146.5).[13] Having done this, he coyly outlines the
"beliefs of mortals", which must in fact be his view of the"deceitful"
physical world, a sort of Greek version of the Buddhists' maya. His heavenly
bodies, separating out with the heaviest matter towards the center, are again
concentrations of fire-vapor, here regulated by "Necessity" to move them
between an inner "wreath" of fire and an outer solid sphere (Aetius 2.7.1). It
sounds like he conceived of the "wreath" as a belt like an asteroid belt, and
the outer shell as a true sphere; whether or not his earth was flat is
difficult to tell.[14]

V.B. Empedocles and Anaxagoras: Reflections of Light

Empedocles of Acragas (mid 5th cent. BCE) works on a system to
reconcile the "unchanging" universe of Parmenides' sphere with chaotic,
differentiated matter by having the universe in a state of flux (as in
Heraclitus) between harmony and strife. Along the way, he propounds an outer,
hard universal sphere upon which the stars are fixed, and an inner sphere of
double hemispheres, one of lighter fire for day, one of darker for night. The
sun and moon are not physical bodies but concentrated, polished spots on this
inner surface which reflect the outer fire (Eusebium P.E. 1.8.10).[15]

Anaxagoras, friend of the Athenian statesmen Perikles and thus
slightly younger than Empedocles, follows the usual theory of separation and
condensation, but his heavenly bodies are again solid objects (Plat. Apol.
26D). His most important contribution to astronomy was the claim that the
moon's light is a reflection of the sun (Plat. Crat. 409b),[16] and that
eclipses of the moon were caused by earth's shadow, eclipses of the sun by the
moon passing before it (Aetius 2.29.6).

V.C. Pythagoreans: The Hearth of the Universe

The Pythagoreans first proposed a non-geocentric system, perhaps
partly on the basis of moral and religious grounds: to them, humanity and
earth were imperfect, and only by sacrifice and a strict regimen of personal
conduct could one strive to reach the divine. Accordingly, they placed the
divine, poetically called the "Hearth of the Universe" or "Throne of Zeus", at
the center of a finite, spherical universe (Aristot. de. caelo B13, 293a-b30).
The sun is a glass sphere (Aetius 20.12) which catches and reflects this
hearth-light. A counter-earth, the "antichthon", had to be invented,
supposedly to make the number of planetary spheres ten. These include the five
visible planets out through Saturn, earth, the moon, the sun, and the heavenly
sphere on which were the stars.(Aetius 2.7.7,Aristot. Met. A5,986a1). Heath,
in outlining this system, suggests that the counter-earth was invented to
account for the frequency of lunar eclipses [17]. The counter-earth also
solves a major problem in this view, serving to eclipse the Hearth-Fire so
that we never look God in the face, so to speak. The concepts of number,
harmony, and music all influenced the Pythagoreans to invent this
fully-realized version of the concentric celestial orbits, which resonate with
"the music of the spheres" .[18]

VI. The Socratics and Beyond: A Geocentric System
__________________________________________________

The atomists Leucippus and Democritus in the generation preceding
Socrates refined the various pre-Pythagorean views of space: there is a
drum-shaped earth (in Leucippus), condensation is the falling-together of
atoms, and centrifugal force helps keep the earth and bodies of fire in place
(Diog. Laert. 9.30ff).[19] Leucippus was probably from Miletus, and Democritus
from Abdera; their development of atomic theory was a refinement of two
centuries of Ionian scholarship.

After them, however, Socrates' pupil Plato and Plato's pupil Aristotle
would espouse Pythagorean harmony and spheres and a geocentric system. Their
many works analyze, refute, discuss, and expand on their successors; two of
the passages representative of their views on astronomy are found in Plato's
Timaeus 37dff and Aristotle's De Caelo 2,289a 11-291b 23. In keeping with
these theories now becoming prevelant, the early fourth century mathematician
Eudoxis of Knidos mathematically described the idea of concentric spheres
(Aristot. Met. 1073b 17-1074 a 15)[20], anticipated by the "wreaths" and
"zones" of many earlier scientists and probably assumed by the Pythagoreans.

Having discovered a theory of the solar, or rather, geo- system which
accounted for all visible phenomenon (and was, moreover, aesthetically
pleasing), subsequent astronomers and philosophers fine-tuned the idea for
their particular fields. The philosophers dwelt on harmony, cycle, and a new
scheme of the divine; the mathematicians, a description of heaven in the
marvelous language of geometry which was nowhere else in the physical world
more eloquently expressed. Sophisticated three-dimensional moving systems were
worked out by various geometers to account for observed inconsistencies in
their basic theory. It would take many centuries before anyone had accurate
enough observations to realize that the theory could not account for all data.
By then, people would have even more difficulty letting go of their clockwork,
geocentric, "divinely subsidized" [21] universe than the Greeks, who had
placed their version of a Bible, the Homeric and Hesiodic myth-cycle, into the
realm of metaphor after executing only one gadfly of a philosopher.

------------------------------------

Endnotes
________

[(1)] Sepdet, or Sothis - A summary of info about the star Sirius and
sky-myths

Sepdet is the Ancient Egyptians' goddess who appeared to them each
year as the dog-star, Sirius, brightest star in the sky. She disappeared from
the sky for several months of summer, when the Nile was at low ebb, and
hopeful Egyptian farmers planted seeds in the fields along the banks of their
irrigation ditches. She reappeared just before dawn at the end of our July
(Hom. Il. 5.5), and a few days later, the Nile would begin to rise too, so
that she was thought to be a herald calling the life-giving waters back to the
fields. Naturally, the star came to be revered for this.

The Egyptian New Year began on the first day whose dawn saw Sirius
rise just before the sun, nowadays close to August 1st, a harvest holiday for
many cultures coming as it does midway between the summer solstice and
autumnal equinox. She was sometimes called Wep-renpet for that reason, which
means, "Opener of the Year", and the month that followed her rising was often
called this too.

Sepdet's symbolism and meaning were absorbed into the well-known
national goddess, Isis, due to another legend about the star. Sirius happens
to travel the sky just ahead of the large constellation of Orion. (His belt of
three stars serves as an easy pointer towards Sirius, the unmistakable bright
star that is one of the few visible even in city lights' glare). Orion was
identified with the dying-and-resurrected god Osiris, in Egyptian mythology,
who was one of the most well-known gods of the pantheon. His wife and sister
Isis was Lady of Magic, who brought her husband back to life, and the bright
star his constellation followed naturally came to be associated with her. The
function of Sirius as herald of the life-giving inundation of the Nile added
another layer of metaphor to this age-old story.

[(2)] While popular conception of Greek myths paints a quaint picture
of the solar chariot riding across the sky, a search for "sun", "Helios",
"Apollo", and his son "Phaethon" yielded only one instance of this motif in
Homer or in Hesiod, although all are mentioned many times. Various gods do
employ chariots to travel the sky throughout Homer, Poseidon more often than
Apollo. Later authors and Greek art begin to use this scene more explicitly and
frequently.

[(3)] Many of the Greek thinkers had earth condensing from water, or
earth exhaling watery mist which condensed through "rarefication" into fire.
Anaximenes started with earth condensing from air, which seems even more
counter-intuitive to us, but we can understand it better if we consider the
following.

Perhaps Anaximenes was observing the way dust precipitates out of the
air onto tables, chairs, and any surface. The bright sky was often thought by
the ancients to be a bowl or curtain of "shining" air, which they often
assumed was smoke or mist refined one step further. Although we find these
laughable concepts in the way the Greeks expressed them, we do in fact believe
something of the same thing: the gas giants Jupiter and Saturn glow with heat
of their own like stars, but are not large enough to collapse, ignite, and
form suns. Similarly, we know that compressed gas makes heat, and that the
difference between solid, liquid, and gas is that solid matter has the atoms
packed closely together so that they cannot move freely, whereas in liquids or
gases the atoms are looser.

------------------------------------

References
__________

Heath--Heath, Sir Thomas L., "Greek Astronomy.",
New York: Dover Publications, 1991.

KRS--Kirk, G.S., Raven, J.E., and Schofield, M.,
"The Presocratic Philosophers."
Cambridge University Press,1957.

[1] KRS. p. 9
[2] Heath. p. xii.
[3] KRS. p. 726.
[4] KRS. p. 25. Aristophanes spoofs this in The Birds.
[5] KRS. p. 11.
[6] Heath. p. xvi.
[7] KRS. p. 88.
[8] KRS. p. 131.
[9] KRS. p. 135.
[10] KRS. p. 151.
[11] KRS. p. 153.
[12] Heath. p. 15.
[13] KRS. p. 252.
[14] KRS. p. 258
[15] Heath. p. xxxvii, KRS. p. 300.
[16] Heath. p. 27.
[17] Heath. p. xxxvi-xxxvii.
[18] Heath. p. 34.
[19] Heath. p. xxxviii.
[20] Heath. p. xliv.
[21] Christopher Fry, The Lady's not for Burning. Second Edition. 1950. A
skeptic chastises a fellow rationalist for waxing poetic about the moon: "The
moon is nothing but a circumambulating aphrodisiac, divinely subsidized to
promote a rising birthrate, a veneer of sheerest Venus upon the planks of
time, which may fool the Ocean, but which fools not me."


------------------------------------

Related web sites of interest
_____________________________

Mythology
_________

JM Hunt's overview of Greek Cosmogony, mostly taken from Hesiod
http://info.desy.de/gna/interpedia/greek_myth/creation.html

MythText,an amateur scholar's website of world mythologies, fun to browse
http://www.the-wire.com/culture/mythology/mythtext.html

Modern Astronomy
________________

W3 Virtual Library of Astronomy and Astrophysics on the Web
http://www.w3.org/hypertext/DataSources
/bySubject/astro/astro.html

Bill Arnett's Multimedia Masterpiece: The Nine Planets
http://seds.lpl.arizona.edu/nineplanets
/nineplanets/nineplanets.html

JPL's new guide to the solar system
http://stardust.jpl.nasa.gov/planets/

3000 years of research: Fourmilab's Orrery (an animated schematic of
the solar system)
http://www.fourmilab.ch/solar/solar.html

Current phase of moon (against map of earth)
http://www.fourmilab.ch/homeplanet/samples/help2.gif

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